Tokenizing a security does not change its legal status under US law.

The article highlights 40 years of changes in securities litigation, including the impact of the PSLRA, larger institutional plaintiffs, and more event-driven lawsuits. Litigation has increased, with ...

SEC Form N-14 is vital for registering certain financial transactions. Discover its purpose and contents, ensuring informed ...

Just as with private placements of equity, issuing bonds privately requires careful attention to federal law. Bonds are usually classified as "securities," triggering various regulatory requirements.

Jonathan is the managing partner of the firm’s Washington, DC office and a member of the firm’s litigation department. He has represented various entities and individuals in enforcement investigations ...

As it considers new rules on foreign companies' disclosure requirements, the U.S. Securities and Exchange Commission risks placing onerous requirements on overseas businesses operating in good faith ...

Securities-backed lending, also sometimes referred to as "stock loans," is a financial strategy that allows you to use your securities to secure a loan. In 2023, securities lending revenue exceeded ...

Rule 144A and Regulation D offer exemptions from federal securities registration requirements under the Securities Act of 1933. However, they apply to different situations, and overseas companies must ...