On September 9, 2024, the Hon. William Orrick of the District of Northern California imposed the maximum penalty sought by the Securities and Exchange Commission (“SEC”) against Defendant Matthew ...

The concept of insider trading under the federal securities laws has evolved over the years, at times in unexpected ways. Current insider trading standards have developed through case law and ...

Wall Street is often viewed as a prototypical film about the excesses of the 1980s. Released in 1987, it stars Charlie Sheen as Bud Fox, a young stockbroker hoping to work with his idol, Gordon Gekko, ...

Explain recent developments in insider trading enforcement, including shadow trading, misuse of Rule 10b5-1 plans, and the expansion of the misappropriation doctrine. Assess legal and compliance risks ...

The SEC's long, successful campaign against insider trading has been legally predicated on two words—"deceptive device"—in Section 10(b) in the Securities Exchange Act. In terms of its legal authority ...

Poll: Most Americans don't want the U.S. to be 'in charge' of Venezuela Jonathan Kuminga requests trade from Warriors on the first day he's eligible to be dealt ...