Investopedia contributors come from a range of backgrounds, and over 25 years there have been thousands of expert writers and editors who have contributed. Amy Soricelli has over 40 years working with ...

The Series 63 exam is not a requirement for those who work at a registered investment advisor (RIA) firm. But it might be of interest if you plan to sell securities products through a broker-dealer.

If you’re planning to take the Series 63 exam, you’re probably wondering just how challenging it really is. Designed for securities agents and broker-dealer representatives, this state-level test ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. The Financial Industry ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

📘 What Is the Series 63 Exam? The Series 63, officially called the Uniform Securities Agent State Law Exam, is a license required in most U.S. states if you want to be a securities agent and sell ...

Investopedia contributors come from a range of backgrounds, and over 25 years there have been thousands of expert writers and editors who have contributed. Dr. Ramos works with leadership teams to ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

Passing the Series 63 exam allows the holder to sell and solicit orders for any type of financial security in a particular state after they've passed it. Most states but not all require that an ...

There are many things that a person who plans to enter the industry as an investment professional must consider. They must take certain qualification examinations and, more importantly, they must pass ...