A lot of folks trying to break into financial services—or level up within it—get confused about which license does what. But now is a great time to enter the field, with the Bureau of Labor Statistics ...

The Series 63 exam is not a requirement for those who work at a registered investment advisor (RIA) firm. But it might be of interest if you plan to sell securities products through a broker-dealer.

There are many things that a person who plans to enter the industry as an investment professional must consider. They must take certain qualification examinations and, more importantly, they must pass ...

If you’re planning to take the Series 63 exam, you’re probably wondering just how challenging it really is. Designed for securities agents and broker-dealer representatives, this state-level test ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

What Is the Series 63 Exam? What Is the Series 65 Exam? When you’re looking into the securities industry, figuring out which exams you have to take can be exhausting. After all, there are 32 different ...