A Massachusetts federal court recently closed the books on a securities class action that tested an important boundary: when does a pharmaceutical company’s evolving regulatory strategy constitute ...

A federal appeals court overturned a judge's decision to vacate the conviction of a broker's assistant in a securities fraud case where some of her former superiors with greater roles were ultimately ...

A federal appeals court has tossed out Neil Cole’s securities fraud conviction, spotlighting the limits of government prosecution in high-stakes financial reporting cases. Neil Cole, the former CEO of ...

Securities Filings Down, Settlement Values Up at End of 2025, Report Says Despite a decrease in exposure, the average settlement reached in a securities fraud case in the second half of the year was ...

SAN DIEGO, Dec. 18, 2025 /PRNewswire/ -- Johnson Fistel, PLLP announces that a class action lawsuit has been filed on behalf of investors who purchased or otherwise acquired DeFi Technologies Inc.

Last week, the SEC agreed to voluntarily dismiss its high-profile case against SolarWinds Corporation (“SolarWinds” or the “Company”) and its Chief Information Security Officer (“CISO”), which has ...

Cemtrex Inc. founder Aron Govil must pay an additional $9.71 million in an SEC enforcement action alleging he defrauded ...

Two investors claim a private equity firm defrauded them of $1.75 million by secretly tying their money to debt they were promised wouldn't exist. Prashanth Reddy Dynasty Trust and Aaksa Jai LLC filed ...

A securities fraud case with major DC connections is unfolding after an Indiana couple was charged in Washington for allegedly leaking insider information tied to a $3.7 billion corporate acquisition, ...

A Carmel man who worked as an investment fund manager for a New York City-based asset-management firm is facing both criminal charges and civil litigation over his alleged connections to what ...