The SEC charged Archer-Daniels-Midland Company and its three former executives with accounting and disclosure fraud.

Chairman Atkins retreated from the expansive “regulation by enforcement” approach of former SEC Chairman Gary Gensler and ...

SEC charges ADM and former executives for accounting fraud, misleading investors about Nutrition segment performance and ...

The Securities and Exchange Commission filed a joint stipulation with Gemini Trust Co. LLC in New York federal court to ...

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Over 93% of SEC cases filed against public companies in the agency’s fiscal year had been initiated under the prior ...

The SEC has agreed to dismiss its enforcement case against Gemini after investors in its defunct lending program recovered ...

Opinion: Auditors and accountants shouldn’t interpret the SEC’s decline in case volume as a relaxation of standards or equate ...

On September 25, the SEC announced that it had initiated and simultaneously settled cease-and-desist proceedings against 23 individuals and companies charged with violations of Exchange Act provisions ...

Since the Dodd–Frank Act of 2010, the SEC has fundamentally reshaped how securities fraud and corporate misconduct are detected and addressed. Through its Office of the Whistleblower (OWB), the ...

The US Securities and Exchange Commission (SEC) has dismissed a lawsuit against Nova Labs, developer of decentralized wireless network Helium, for allegedly issuing unregistered securities, Helium ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...