SEC Form N-14 is vital for registering certain financial transactions. Discover its purpose and contents, ensuring informed ...

Oct 17 (Reuters) - The U.S. Securities and Exchange Commission told Reuters that it was "unclear" whether the dozens of recent filings by asset managers to issue highly leveraged ETFs would be ...

Earlier this year, the Securities and Exchange Commission (the “SEC”) introduced a new filing system, referred to as EDGAR Next, which establishes an authentication process for EDGAR filers seeking to ...

As public reporting companies gear up for their 2025 SEC annual reports and proxy statements, most of the SEC’s recent disclosure rules are already in place. But a few new requirements and first-time ...

The essential fact of insider trading is that there is a gap between when the insiders of a company know something and when it becomes public. The chief financial officer will get the draft earnings ...

Not long ago, I was speaking with a controller at a medium capitalization (mid-cap) company who told me she had spent nearly 300 hours last quarter reconciling spreadsheets for her SEC filings. She ...

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