The federal regulator's latest notes give compliance teams breathing room on endorsements, while emphasizing its view on the ...

On March 10, 2025, the US Securities and Exchange Commission (SEC) adopted a final rule that will require a majority of the Commissioners to agree before the SEC formally opens an investigation. For ...

The SEC has scheduled an open meeting for tomorrow where the members of the Commission will discuss and vote on certain regulatory items. The topics of discussion include: The Commission will consider ...

The Securities and Exchange Commission is probing the first day of trading on unicorns listed on the New York Stock Exchange over several years. SEC’s Latest Extractive Industry Rule Seeks to Lighten ...

Partners at Blank Rome and Jones Day have taken leadership positions at the SEC's enforcement division, while several agency ...

The U.S. Court of Appeals for the 9th Circuit will hear oral arguments regarding the Securities and Exchange Commission's (SEC) gag rule on Thursday. The rule flagrantly violates the First Amendment ...

The Securities and Exchange Commission issued guidance on Thursday saying it does not view most meme coins, which are crypto tokens that originated from memes, as securities under United States ...

The SEC and a court-appointed monitor overseeing GPB Capital are recommending a receivership to protect nearly $1 billion of investor assets and prevent its founder and owner from reasserting control ...