Acquire the license to sell or supervise managed futures and commodity pools. Learn about exam structure, requirements, and ...

The Series 7 exam is your gateway to buying and selling a wide range of securities and offering investment advice. Passing this exam shows you have the skills and knowledge needed to work as a ...

Learn how the Series 53 exam qualifies you to supervise municipal securities at firms or banks. Discover its benefits, format, and sample questions.

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

If you’re planning to take the Series 63 exam, you’re probably wondering just how challenging it really is. Designed for securities agents and broker-dealer representatives, this state-level test ...

The Series 65 exam is required if you want to work as an investment adviser representative (IAR) or start your own registered investment adviser (RIA) firm. Passing this test lets you create financial ...

The fee for the Series 65, Uniform Investment Adviser Law Examination, is being increased to $155 from $135 effective June 1, the North American Securities Administrators Association announced ...

The personal financial advisor career has a projected growth of 17% in the next ten years—over four times higher than the national average. Meanwhile, securities, commodities, and financial services ...

Planning to take the Series 63 exam? You’re in good company. This isn’t the toughest securities exam out there, but it’s definitely not one to wing. The tricky part isn’t the math; it’s the wording, ...