Ask the Securities and Exchange Commission if it succeeded in its prosecution of Cutter Financial Group over allegations of self-dealing when the firm made more than $9 million in upfront commissions ...
Cutter Financial Group Clinches Best of Upper Cape Award 5 Years Running Cutter Financial Group Celebrates 5th Consecutive Win for Best Financial Planner in The Enterprise's Best of the Upper Cape ...
On August 23, 2023, the National Association for Fixed Annuities (NAFA) filed an amicus brief in the case of SEC v. Cutter Financial Group LLC in federal district court in Boston. The brief followed ...
A trial in the civil case brought by the U.S. Securities and Exchange Commission against Jeffrey Cutter and Cutter Financial Group of Falmouth could begin later this year or early next year, according ...
A federal judge refused to toss out annuity fraud charges filed by the Securities and Exchange Commission against a Massachusetts financial advisor. U.S. District Judge Denise J. Casper denied a ...
After five hours of deliberation, the jury found that Cutter Financial Group and its president, Jeffrey Cutter, liable for violating Section 206(2) of the Investment Advisers Act, which prohibits ...
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